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Net capital rule
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#	Item
71	Cross-Border Cooperation Models & Benefits Michael Lin Taiwan Stock Exchange October 24, 2013 Add to Reading List Source URL: www.asiasecuritiesforum.org Language: English - Date: 2014-06-30 02:13:00 Economics Order ASEAN Exchanges Stock Foreign exchange market Net capital rule Stock market Financial economics Investment
72	1666 K Street, N.W. Washington, DC[removed]Telephone: ([removed]Facsimile: ([removed]www.pcaobus.org Add to Reading List Source URL: pcaobus.org Language: English - Date: 2015-01-28 12:42:05 Public Company Accounting Oversight Board Audit Financial audit Regulation S-X Net capital rule Generally Accepted Auditing Standards Internal control Auditing Standards Board Statement on Auditing Standards No. 70: Service Organizations Auditing Accountancy Business
73	A Comparison and Analysis of Prudential Standards in the Securities Sector Add to Reading List Source URL: www.iosco.org Language: English - Date: 2015-02-24 12:54:42 Capital requirement Finance Joint Forum Securities Commission Net capital rule Financial system Economics Canadian securities regulation Financial regulation International finance institutions International Organization of Securities Commissions
74	Appendix 4C Quarterly report for entities admitted on the basis of commitments Rule 4.7B Appendix 4C Add to Reading List Source URL: grangeresources.com.au Language: English - Date: 2014-11-17 22:02:52 Cash flow Cash flow statement International Financial Reporting Standards Operating cash flow Working capital Bank Net asset value Finance Accountancy Business
75	Appendix 4C Quarterly report for entities admitted on the basis of commitments Rule 4.7B Appendix 4C Add to Reading List Source URL: grangeresources.com.au Language: English - Date: 2014-11-17 22:01:05 Cash flow Financial statements Cash flow statement International Financial Reporting Standards Operating cash flow Working capital Net asset value Bank International Public Sector Accounting Standards Accountancy Finance Business
76	Economic Regulation of Network Service Providers Response the AEMC Draft Determination on Rule Change Proposal GRC0011 Add to Reading List Source URL: www.apia.net.au Language: English - Date: 2012-12-02 18:51:20 Capital Cost of capital Apia
77	Microsoft Word - PCAOB Release NoInterim Inspection Program.docx Add to Reading List Source URL: pcaobus.org Language: English - Date: 2012-08-20 10:58:08 Accountancy Financial regulation Auditing Net capital rule United States housing bubble Public Company Accounting Oversight Board Prime brokerage Audit Securities Exchange Act Business Finance United States securities law
78	Microsoft Word - 1_Funding rulesfact sheet.doc Add to Reading List Source URL: pcaobus.org Language: English - Date: 2011-06-14 11:37:14 Finance Self-regulatory organizations 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Public Company Accounting Oversight Board Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Net capital rule United States securities law Economy of the United States Financial regulation
79	Microsoft Word - PCAOB Release NoSecond Report on the Progress of the Interim Inspection Program.docx Add to Reading List Source URL: pcaobus.org Language: English - Date: 2013-09-19 18:02:38 Finance United States securities law Corporate governance Economy of the United States Public Company Accounting Oversight Board Net capital rule Audit U.S. Securities and Exchange Commission Securities Exchange Act Accountancy Auditing Business
80	LC Paper No. CB[removed]) Opening Statement by Mrs Alexa Lam, Executive Director of Intermediaries and Investment Products, Securities and Futures Commission at Legislative Council Panel on Financial Affairs (FA P Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2005-08-11 03:24:46 Stock market Financial markets Haircut Repurchase agreement Security Margin Financial services Stock Net capital rule Financial economics Finance Economics

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